Regulatory Compliance Consultant


: $165,260.00 - $165,260.00 /year *

Employment Type

: Full-Time


: Legal

Ref ID: 02944-#######644

Classification: Compliance Auditor

Compensation: $80000.00 to $110000.00 yearly

Robert Half Financial Services are currently recruiting for some Banking Regulatory Compliance Consultant and Senior Consultant level opportunities. Our client requires at least 2+ years Banking regulatory compliance experience; corporate/ regulatory compliance where the candidate has an understanding of FED/FRB, OCC, FINRA/SEC regulations. Their clients are big international banks and capital markets firms located nationwide so the role will involve a fair amount of travel if you are assigned to a client across America.

Conduct compliance reviews either in consultation or to support internal audit.
Develop and update compliance policies and procedures related to FED/FRB, OCC or FINRA/SEC.
Assist clients to resolve regulatory enforcements, remediations or compliance deficiencies.
Adhoc projects as requested.
Bachelors Degree in Business, Finance or related field.
2+ years of Regulatory Compliance experience covering FEB/FRB, OCC or FINRA/SEC.
Experience working as an examiner with a bank regulator is desirable.
Prior consulting experience is preferred (e.g. Big 4)

This Banking Regulatory Compliance Consultant role is located in midtown Manhattan but will have travel as part of the role so please only apply if you are able to travel and have relevant experience for the role. The salary is flexible dependent on experience, but the initial range is $80-110k base plus bonus. If your profile matches the above criteria, please contact me on [Click Here to Email Your Resum]**

Robert Half Finance & Accounting, the world's leader in specialized financial staffing, provides exciting full-time opportunities in the areas of accounting, bookkeeping, finance, audit, taxation and more. We pioneered the professional staffing industry, and we've been successfully matching professionals with employers since 1948. Our proven proprietary processes, along with our relationships in 325 locations worldwide, allow us to provide you unparalleled access to exciting career opportunities. But don't take our word for it. Our company has appeared on Fortune magazines list of World's Most Admired Companies since 1998, and 9 out of 10 of our customers would recommend our service to a colleague.

Apply for this job now or contact our nearest office at 888.###.#### for additional information.

All applicants applying for U.S. job openings must be authorized to work in the United States. All applicants applying for Canadian job openings must be authorized to work in Canada.

2019 Robert Half Finance & Accounting. An Equal Opportunity Employer M/F/Disability/Veterans.

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Associated topics: attorney, business, compliance office, counsel, court, courtroom, internal, legal affairs, legal department, market * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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